Unclaimed
Paul Stover is a registered investment advisor with UBS Financial Services Inc. in Leawood, Kansas. Paul has been in the financial services industry since 2008 and has experience with Northwestern Mutual Investment Services, LLC, Morgan Stanley & Co. Incorporated and Morgan Stanley. Paul is also a licensed insurance agent and has a Series 7, Series 31, Series 66, Series 9 and Series 10 securities license, and the SIE exam. Paul's focus is on providing financial guidance and investment advice to individuals and families, with a dedication to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
10/02/2013 - Present
UBS Financial Services Inc. (LEAWOOD KS)
OH
02/01/2012 - 04/24/2013
MORGAN STANLEY (COLUMBUS OH)
OH
12/18/2009 - 11/05/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBUS OH)
OH
04/23/2008 - 10/13/2008
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
BOTH
Issued 05/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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