Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Roberts is a financial advisor who is registered with the Securities and Exchange Commission (SEC) and is active in the securities industry since November 2009. Paul is an Investment Advisor Representative of PFS Investments Inc. which is an SEC-registered investment advisor. The advisor has a Series 6, Series 26, and Series 63 license and is also a registered Investment Advisor Representative in Wyoming. Paul's primary office is located in Gillette, WY. Paul's current registrations in the state of Wyoming include: Securities Agent, Investment Advisor Representative. Paul's registrations in other states include: Montana, Nebraska, South Dakota, Texas, and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WY
07/07/2017 - Present
PFS Investments Inc. (GILLETTE WY)
BC
Issued 11/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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