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Paul R Kerber

Nomura Securities International, Inc.

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About Paul R Kerber

Paul Kerber is a Registered Representative with Nomura Securities International, Inc. located in NEW YORK, NY. Paul has been in the financial services industry since 2003. Paul has passed the Series 3, 4, 7, 24, 55, 57TO, and SIE exams. Paul has been registered with Nomura Securities International, Inc. since 4/11/2022. Previously, Paul was registered with MORGAN STANLEY & CO. LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Paul Kerber is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Paul Kerber’s Registration & Firm History

NY

04/11/2022 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

01/20/2017 - 04/06/2022

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

02/11/2005 - 01/12/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/18/2004 - 02/11/2005

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

03/21/2003 - 06/18/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/22/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/18/2014

Series 24 - General Securities Principal Examination

BC

Issued 03/17/2014

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2015

Series 3 - National Commodity Futures Examination

BC

Issued 09/29/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul R Kerber.
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