Unclaimed
Paul R. Fischetti is a financial professional with over 14 years of experience in the industry. Currently, Paul R. Fischetti is registered with Daiwa Capital Markets America Inc. Previously, Paul R. Fischetti was registered with DEUTSCHE BANK SECURITIES INC. and BEAR, STEARNS & CO. INC.. Paul R. Fischetti holds licenses for Series 63, Series 99TO, SIE, and Series 7. Paul R. Fischetti is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/21/2011 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
06/24/2008 - 05/23/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/21/2008 - 07/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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