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Paul Quigley

Fidelity Brokerage Services LLC

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About Paul Quigley

Paul Quigley is a financial advisor who has been in the industry since 2011. Paul is currently registered with Fidelity Brokerage Services LLC and has been with them since 2021. Prior to working for Fidelity Brokerage Services LLC, Paul worked for Northwestern Mutual Investment Services, LLC, Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Hornor, Townsend & Kent, Inc., and AON Securities Corporation. Paul holds Series 6, Series 7 and SIE licenses. Paul has a long and distinguished career in the financial services industry, having worked for several reputable firms.

Firm Information

Paul Quigley is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Quigley’s Registration & Firm History

RI

11/16/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NJ

09/18/2019 - 12/26/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MOUNT LAUREL NJ)

PA

05/11/2016 - 05/04/2018

CITIZENS SECURITIES, INC. (JAMISON PA)

NJ

07/23/2014 - 01/06/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

PA

02/08/2013 - 12/10/2013

WELLS FARGO ADVISORS, LLC (PHILADELPHIA PA)

PA

11/19/2007 - 12/06/2012

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

PA

01/15/2007 - 10/16/2007

AON SECURITIES CORPORATION (HATBORO PA)

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Licenses & Designations

BC

Issued 04/11/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2014

Series 7 - General Securities Representative Examination

BC

Issued 01/12/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Quigley.
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