Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Preisser is a financial advisor with over 20 years of experience in the financial services industry. Paul has been with BNP Paribas Securities Corp. since 2011. Prior to that, Paul was employed by J.P. MORGAN SECURITIES LLC. Paul's career has included roles at a variety of firms including MF GLOBAL INC., CONCEPT CAPITAL MARKETS, LLC, SANDERS MORRIS HARRIS INC., STANFORD GROUP COMPANY, and FTN FINANCIAL SECURITIES CORP. Paul holds the Series 7, 6, 55, 63, 57TO, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/05/2024 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NJ
08/19/2014 - 09/11/2023
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
NY
10/03/2012 - 02/04/2013
MARWOOD GROUP RESEARCH (NEW YORK NY)
NY
06/22/2011 - 12/07/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/01/2010 - 04/08/2011
MF GLOBAL INC. (NEW YORK NY)
CT
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (GREENWICH CT)
CT
03/16/2009 - 11/02/2010
SANDERS MORRIS HARRIS INC. (GREENWICH CT)
NY
07/22/2003 - 03/16/2009
STANFORD GROUP COMPANY (NEW YORK NY)
TN
10/29/2002 - 05/08/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
CT
03/01/2002 - 04/11/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
03/27/2000 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
05/29/1997 - 03/29/2000
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 04/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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