Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Pratto is a registered investment advisor with LPL Financial LLC. Paul has been in the financial services industry since 1994. Paul has held past positions at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul is a Series 3, 7, 63 and 65 licensed representative. Paul is registered in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, New York, North Carolina, South Carolina and Virginia. Paul provides financial planning, pension consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
05/03/2011 - Present
LPL Financial LLC (RALEIGH NC)
NC
06/01/2009 - 04/04/2011
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RALEIGH NC)
NC
03/01/2007 - 04/02/2007
MORGAN STANLEY DW INC. (RALEIGH NC)
NC
07/01/2003 - 03/01/2007
WACHOVIA SECURITIES, LLC (CHAPEL HILL NC)
NY
03/22/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/16/1994 - 04/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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