Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Saitta has over 30 years of experience in the financial services industry, with a focus on investment advisory and brokerage services. Paul is a Registered Principal and a Registered Representative with Ameriprise Financial Services, LLC. He is registered in multiple states and holds a variety of licenses and certifications including Series 7, 8, 9, 10, 24, 63, and 65. Paul has previously worked with Neuberger Berman BD LLC, Herbert J. Sims & Co. Inc., BNY Investment Center Inc., Chase Investment Services Corp., and Quick & Reilly, Inc. Paul is committed to providing his clients with comprehensive financial planning services, asset allocation strategies, and personalized portfolio management solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/25/2022 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
NY
11/02/2009 - 08/11/2020
NEUBERGER BERMAN BD LLC (NEW YORK NY)
CT
08/16/2006 - 05/18/2009
HERBERT J. SIMS & CO. INC. (SOUTHPORT CT)
NY
09/10/2004 - 08/02/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
IL
03/18/2003 - 06/03/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/20/1987 - 12/03/2002
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/26/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/09/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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