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Paul Peter Oconnell

Lazard Asset Management Securities LLC

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About Paul Peter Oconnell

Paul Oconnell is a financial professional with over 30 years of experience in the industry. Paul has been with Lazard Asset Management Securities LLC since May 2024. Paul has a deep understanding of the financial markets and a proven track record of success. Paul is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Paul has held previous positions at Putnam Retail Management Limited Partnership, Evergreen Investment Services, Inc., and Putnam Mutual Funds Corp. Paul is a Series 6, 7, 24, 63 and SIE licensed financial professional and is registered to conduct business in all 50 states, Washington, D.C., and Puerto Rico.

Firm Information

Paul Oconnell is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Oconnell’s Registration & Firm History

MA

05/01/2024 - Present

Lazard Asset Management Securities LLC (Boston MA)

MA

04/11/2000 - 02/06/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

NC

11/04/1998 - 03/27/2000

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MA

02/22/1993 - 11/05/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 01/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/18/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Peter Oconnell.
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