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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lakon is a financial advisor currently associated with Morgan Stanley. Paul has been in the financial services industry since May 1989. Paul has a wide range of experience and offers a variety of financial services. Paul's current registrations include Series 66 and Series 63. Paul is licensed to conduct business in 53 states. Paul is also registered to conduct business in Texas and California as an Investment Advisor Representative. Paul has previously been associated with RBC Capital Markets, LLC, Citigroup Global Markets Inc., and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/16/2021 - Present
Morgan Stanley (Beverly Hills CA)
CA
08/11/2006 - 11/24/2021
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
07/21/1989 - 08/16/2006
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
06/06/1989 - 08/07/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/23/1989 - 06/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 02/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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