Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Peter Kotos is a registered representative with Fnex Capital, LLC. Paul has been in the securities industry since August 11, 1983. Paul currently holds the Series 7, Series 24, Series 63 and SIE licenses. Paul is registered to provide securities services in California, Connecticut, Florida, Louisiana, New Jersey, New York and Texas. Prior to joining Fnex Capital, LLC, Paul was with GROWTH CAPITAL SERVICES, INC. Paul has also held positions with L.M. KOHN & COMPANY, MIDSOUTH CAPITAL, INC., MORGAN KEEGAN & COMPANY, INC., FIRST ALLIED SECURITIES, INC., NORTH COAST SECURITIES CORPORATION, FAIRCHILD FINANCIAL GROUP, INC., RICKEL & ASSOCIATES, INC., F.N. WOLF & CO., INC., SHERWOOD CAPITAL, INC. and FIRST JERSEY SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
02/02/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
DE
02/16/2012 - 01/27/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
FL
01/17/2012 - 02/29/2012
L.M. KOHN & COMPANY (JACKSONVILLE FL)
GA
03/11/2010 - 01/17/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
FL
04/30/2008 - 12/12/2008
MORGAN KEEGAN & COMPANY, INC. (JACKSONVILLE FL)
FL
04/18/2008 - 05/02/2008
FIRST ALLIED SECURITIES, INC. (JACKSONVILLE FL)
FL
09/24/2003 - 04/30/2008
NORTH COAST SECURITIES CORPORATION (JACKSONVILLE FL)
CA
06/19/2000 - 02/11/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
07/31/1995 - 11/17/1999
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
NY
07/21/1994 - 08/30/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
05/16/1988 - 08/02/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
10/09/1981 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 03/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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