Unclaimed
Paul Brokenshire is a registered representative with MML Investors Services, LLC. Paul has been in the securities industry since April 22, 2013. Paul is registered with the state of Wisconsin and Texas. Paul has a wide range of experience and expertise in the financial services industry. Paul also offers various insurance services through Colonial Life and Medicare/Medicaid products. Paul's current employment at MML Investors Services, LLC is active. Paul's previous employments include MSI FINANCIAL SERVICES, INC. and SCOTTRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
01/02/2019 - Present
MML Investors Services, LLC (Wauwatosa WI)
WI
11/25/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
WI
10/30/2012 - 06/02/2016
SCOTTRADE, INC. (MEQUON WI)
BOTH
Issued 12/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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