Unclaimed
Paul Smith is a securities professional with over 30 days of experience in the financial industry. Paul is registered as a broker with Fidelity Brokerage Services LLC. Paul is licensed in 53 states and is also a Registered Representative. Paul holds the Series 7, Series 63 and SIE licenses. Paul is located at the Merrimack branch office of Fidelity Brokerage Services LLC in New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
03/07/2024 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 03/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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