Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ruane is an investment advisor representative with Raymond James & Associates, Inc. Paul has been in the financial services industry for over 33 years. Paul is licensed to provide financial services in California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Maine, Maryland, Massachusetts, Michigan, Montana, New Hampshire, New Jersey, New Mexico, New York, Pennsylvania, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, Wisconsin, and Wyoming. Paul holds both Series 63 and 66 securities licenses, as well as Series 7 and SIE. Paul is a Registered Representative of Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/06/2016 - Present
Raymond James & Associates, Inc. (Greenwich CT)
NY
03/26/2009 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/05/2007 - 04/01/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/27/1999 - 08/07/2007
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
NY
06/15/1995 - 08/25/1999
CIBC WORLD MARKETS (NEW YORK NY)
NA
09/20/1990 - 06/27/1995
ALEX. BROWN & SONS INCORPORATED
NY
04/18/1989 - 09/18/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Ruane is the right advisor for you? Invested Better is here to help.
