Unclaimed
Paul Westra is a securities professional with over 20 years of experience in the financial industry. Paul is currently registered with Capital One Securities, Inc. Paul has held prior roles at Stifel, Nicolaus & Company, Incorporated, Cowen and Company, Robertson Stephens, Inc., Credit Suisse First Boston Corporation and Salomon Brothers Inc. Paul has a broad range of experience in the securities industry including experience in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2021 - Present
Capital ONE Securities, Inc. (New York NY)
TX
06/14/2013 - 03/20/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DALLAS TX)
NY
06/18/2002 - 06/17/2013
COWEN AND COMPANY (NEW YORK NY)
CA
07/17/2001 - 06/06/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
01/14/1998 - 04/14/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
11/08/1993 - 01/02/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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