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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul John Olivo is a financial advisor with over 23 years of experience in the industry. Paul John Olivo is currently registered with Morgan Stanley and has been with the firm since November 2023. Prior to joining Morgan Stanley, Paul John Olivo worked at UBS Financial Services Inc., Citigroup Global Markets Inc., CitiCorp Investment Services and Paine Webber Incorporated. Paul John Olivo holds the Series 63, Series 66 and Series 7 licenses and the SIE exam. Paul John Olivo is licensed to provide investment advice in 42 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/13/2023 - Present
Wealthpenn.comllc (Purchase NY)
NY
09/09/2010 - 11/22/2023
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
05/29/2007 - 09/15/2010
CITIGROUP GLOBAL MARKETS INC. (RYE NY)
NY
06/22/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (RYE NY)
NY
04/13/2000 - 06/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/21/1998 - 04/19/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 8/6/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/9/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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