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Paul Nicholas Petroff

Fifth Third Securities, Inc.

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About Paul Nicholas Petroff

Paul Nicholas Petroff is a financial advisor at Fifth Third Securities, Inc. Paul's experience in the financial services industry began in 1994. Paul is registered in 20 states across the country. Paul currently holds securities licenses Series 7, Series 63, and Series 65, as well as the SIE exam. Paul's specializations include investments in fixed income, mutual funds, options, and variable annuities. Paul also provides portfolio management services.

Firm Information

Paul Petroff is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

3866 EAST GRAND RIVER

HOWELL, MI 48843

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Petroff’s Registration & Firm History

MI

02/08/2010 - Present

Fifth Third Securities, Inc. (HOWELL MI)

MI

10/27/2005 - 03/30/2007

NATCITY INVESTMENTS, INC. (LANSING MI)

IL

07/06/2005 - 10/11/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

06/21/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

SC

06/06/2001 - 06/24/2004

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NJ

08/30/1996 - 02/27/2001

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MI

07/11/1994 - 09/19/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 7/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/3/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/8/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Nicholas Petroff. Review regulatory record here.
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