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Paul Nicholas Matlock

Nylife Securities LLC

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About Paul Nicholas Matlock

Paul Matlock is a financial professional with over 40 years of experience in the industry. He has a Series 6, Series 22, Series 63 and SIE licenses. Paul currently works with Nylife Securities LLC and is registered in 10 states including California, District of Columbia, Florida, Indiana, Michigan, New Mexico, North Carolina, Tennessee, Virginia and Washington.

Firm Information

Paul Matlock is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Matlock’s Registration & Firm History

MI

05/09/1983 - Present

Nylife Securities LLC (FLINT MI)

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Licenses & Designations

BC

Issued 10/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/06/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Nicholas Matlock. Review regulatory record here.
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