Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Neri is a financial advisor with T3 Trading Group, LLC. He has been in the securities industry since 1987. Paul has passed the Series 7, Series 24, Series 55, Series 57TO, and Series 63 exams. He has previously worked at AMG Distributors, Inc., Tweedy, Browne Company LLC, and Norstar Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/09/2023 - Present
T3 Trading Group, LLC (NEW YORK NY)
CT
09/30/2014 - 02/17/2021
AMG DISTRIBUTORS, INC. (Stamford CT)
CT
04/13/1992 - 10/06/2014
TWEEDY, BROWNE COMPANY LLC (STAMFORD CT)
NY
07/22/1991 - 03/09/1992
NORSTAR BROKERAGE CORPORATION (NEW YORK NY)
NY
08/05/1988 - 12/21/1990
NORSTAR BROKERAGE CORPORATION (NEW YORK NY)
NA
11/16/1987 - 04/28/1988
SHERWOOD CAPITAL, INC.
NA
04/21/1987 - 09/11/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 04/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2023
Series 57TO - Securities Trader Exam
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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