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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Murry Margraves is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the financial services industry since 1994. Paul's professional experience includes positions at Morgan Keegan & Company, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Raymond James & Associates, Inc., and UBS PaineWebber Inc. Paul specializes in providing investment advice to individuals, businesses, corporations, pension plans, and charitable organizations. Paul is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/17/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TN
06/28/2004 - 11/19/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
03/19/2003 - 02/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/10/2001 - 01/02/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
09/24/2001 - 10/05/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
06/02/1998 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/02/1994 - 06/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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