Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Mullen is a registered investment advisor representative, associated with Merrill Lynch, Pierce, Fenner & Smith Inc., who has been in the industry since June 20, 1990. Paul is licensed in 53 states and has 4 current registrations as an Investment Advisor Representative. Paul has been associated with Merrill Lynch since August 1991. Paul also is a committee member of Gwynedd Mercy Academy, a board member of For Pete’s Sake Cancer Respite Foundation and a board member of Archbishop Wood High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/18/1993 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLUE BELL PA)
NY
06/21/1990 - 08/26/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/7/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 6/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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