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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Moynihan is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., offering investment advisory services since 2001. Paul has extensive experience in the financial industry and is licensed to provide advice in multiple states including Connecticut, New York, and Texas. Previous experience includes roles at HSBC Securities (USA) Inc., Morgan Stanley DW Inc., and Schonfeld Securities, LLC. Paul holds numerous securities licenses, including Series 7, Series 55, Series 31, Series 57TO, and Series 63. Paul is also a Series 65 registered representative. Paul has provided financial advice to individuals, businesses, investment companies, charitable organizations, insurance companies, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/11/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/28/2006 - 05/19/2008
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
05/04/2005 - 02/02/2006
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
03/30/1999 - 08/06/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
IA
Issued 02/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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