Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Morris Daly is a financial advisor with over 30 years of experience in the industry. Paul Daly is currently registered with Samuel A. Ramirez & Company, Inc. and has been with the firm since 1999. Paul Daly previously worked at EXCO USA SECURITIES INC., CANTOR FITZGERALD SECURITIES and RMJ SECURITIES CORP. Paul Daly is licensed to provide financial advice in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/1999 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
11/05/1997 - 06/04/1998
EXCO USA SECURITIES INC. (NEW YORK NY)
NY
10/20/1992 - 10/07/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
07/25/1987 - 05/14/1992
RMJ SECURITIES CORP. (NEW YORK NY)
NA
08/23/1983 - 01/31/1986
SAMUEL A. RAMIREZ & CO., INC.
BC
Issued 10/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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