Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Monti Santucci is a financial advisor at Commonwealth Financial Network. Paul has over 25 years of experience in the financial services industry. Paul has been registered with FINRA since 1996 and has a Series 7, Series 6, Series 9, Series 10, Series 24, Series 63, and Series 65 license. Paul is also registered as an Investment Advisor Representative in Rhode Island. In addition to his work as a financial advisor, Paul is also a licensed insurance agent. Paul's expertise includes financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
01/03/2006 - Present
Commonwealth Financial Network (Lincoln RI)
MA
12/16/2002 - 01/11/2006
LINSCO/PRIVATE LEDGER CORP. (NEW BEDFORD MA)
WI
01/12/1996 - 12/17/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/09/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Santucci is the right advisor for you? Invested Better is here to help.
