Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Michael Walker is a registered representative with Raymond James & Associates, Inc., a firm with over 30 years of experience. Paul has been in the financial services industry since 1986 and holds Series 7, Series 63, and Series 65 licenses. Paul has a history of working at several firms, including Morgan Stanley & Co., Incorporated, and Prudential Securities Incorporated. Paul offers a variety of financial services to clients, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/12/2018 - Present
Raymond James & Associates, Inc. (TULSA OK)
OK
06/01/2009 - 05/28/2015
MORGAN STANLEY (TULSA OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TULSA OK)
OK
06/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (TULSA OK)
OK
07/01/2003 - 07/05/2006
WACHOVIA SECURITIES, LLC (VIAN OK)
NY
01/29/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
01/30/1995 - 01/30/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/23/1986 - 01/10/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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