Unclaimed
Paul Michael Tomick is a financial advisor currently registered with Janney Montgomery Scott LLC. Paul has been in the securities industry for over 20 years. Paul holds the Series 7, Series 63, Series 65, and Series 66 licenses as well as the SIE exam. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of several state securities boards. Paul has held previous roles with H.C. Wainwright & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
10/17/2018 - Present
Janney Montgomery Scott LLC (TOWSON MD)
NY
03/06/2001 - 05/30/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
IA
Issued 12/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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