Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Michael Sportelli is a registered representative with Oppenheimer & Co. Inc. Paul has been in the financial services industry since April 19, 1995. Paul is a registered representative in California, Delaware, New York, Pennsylvania, and South Carolina. Paul previously worked at Morgan Stanley DW Inc., Robertson Stephens, Inc., J.P. Morgan Securities Inc., Hambrecht & Quist LLC, and Dean Witter Reynolds Inc. Paul specializes in investments, mutual funds, fixed income, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
11/19/2004 - Present
Oppenheimer & Co. Inc. (CARLSBAD CA)
NY
08/08/2002 - 11/19/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
11/02/2001 - 08/27/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 11/07/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
10/23/1995 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
04/20/1995 - 12/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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