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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Michael Rotell is a financial professional with over 20 years of experience in the industry. Paul Michael Rotell is currently registered with Cambridge Investment Research Advisors, Inc. and has held previous registrations with firms such as KESTRA INVESTMENT SERVICES, LLC, H.D. VEST INVESTMENT SERVICES, COMMONWEALTH FINANCIAL NETWORK, and NEW ENGLAND SECURITIES. Paul Michael Rotell is also a Certified Financial Planner. Paul Michael Rotell provides financial planning, portfolio management, and pension consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
03/12/2021 - Present
Cambridge Investment Research Advisors, Inc. (Boston MA)
NY
04/20/2011 - 07/24/2018
KESTRA INVESTMENT SERVICES, LLC (NEW YORK NY)
MA
10/03/2012 - 10/11/2012
H.D. VEST INVESTMENT SERVICES (BOSTON MA)
NY
01/18/2011 - 03/31/2011
COMMONWEALTH FINANCIAL NETWORK (NEW YORK NY)
MA
04/17/2009 - 09/25/2009
NEW ENGLAND SECURITIES (BOSTON MA)
MA
11/03/2000 - 06/06/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 04/02/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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