Unclaimed
Paul Romer is a financial professional with over 28 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC and has been with Fidelity Brokerage Services LLC since 12/20/2006. Previously, Paul worked at Dickinson & Co. and Fidelity Brokerage Services LLC. Paul holds several securities licenses, including Series 7, Series 8, Series 9, Series 10, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/20/2006 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
02/01/1994 - 11/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
09/17/1993 - 10/30/1993
DICKINSON & CO. (DES MOINES IA)
BOTH
Issued 10/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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