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Paul Michael Romer

Fidelity Brokerage Services LLC

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About Paul Michael Romer

Paul Romer is a financial professional with over 28 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC and has been with Fidelity Brokerage Services LLC since 12/20/2006. Previously, Paul worked at Dickinson & Co. and Fidelity Brokerage Services LLC. Paul holds several securities licenses, including Series 7, Series 8, Series 9, Series 10, Series 63, and Series 66.

Firm Information

Paul Romer is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Romer’s Registration & Firm History

MA

12/20/2006 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

RI

02/01/1994 - 11/07/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

IA

09/17/1993 - 10/30/1993

DICKINSON & CO. (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 10/19/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/06/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Michael Romer.
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