Unclaimed
Paul Michael Ridley is a financial advisor with over 20 years of experience in the financial services industry. Paul is currently registered with Thrivent Investment Management Inc. Paul has experience working with a variety of clients, including individuals, corporations, and churches. Paul specializes in providing financial planning and portfolio management services. Paul is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/27/2024 - Present
Thrivent Investment Management Inc. (LIVERPOOL NY)
NY
07/17/2020 - 09/30/2022
PRUCO SECURITIES, LLC. (DEWITT NY)
KY
06/01/2005 - 04/04/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NY
01/29/2003 - 05/02/2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
06/19/2001 - 05/02/2005
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BOTH
Issued 09/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/2003
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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