Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Michael Ratterman is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Louisville, KY. Paul has been a financial advisor for over 30 years. Prior to joining Stifel, Nicolaus & Company, Inc., Paul was a financial advisor at J.P. Morgan Securities Inc. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 10, Series 9, Series 24, SIE, Series 7 and Series 62 licenses. Paul specializes in providing financial advice to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
11/01/2007 - Present
Stifel, Nicolaus & Company, Inc. (LOUISVILLE KY)
KY
08/02/2004 - 10/04/2007
J.P. MORGAN SECURITIES INC. (LOUISVILLE KY)
IL
04/01/1999 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
11/15/1994 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
NA
01/28/1991 - 02/07/1994
LIBERTY INVESTMENT SERVICES, INC.
BC
Issued 02/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1991
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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