Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Noto is a financial advisor in Garden City, New York and has been in the industry since March 14, 1995. Paul currently works at Cambridge Investment Research Advisors, Inc. where Paul is registered as an Investment Advisor Representative in New York. Paul Noto is also a registered Investment Advisor Representative in Connecticut, Florida, New Hampshire, North Carolina, Pennsylvania, South Carolina, Tennessee, and New York. Paul has worked with several firms in the past, including FSC Securities Corporation, Vanguard Capital, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Advanced Planning Securities, Inc., First Montauk Securities Corp., Josephthal & Co., Inc., Renaissance Financial Securities Corp., Kensington Wells Incorporated, and R.T.G. Richards and Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
05/11/2021 - Present
Cambridge Investment Research Advisors, Inc. (Garden City NY)
NY
11/16/2016 - 10/11/2019
FSC SECURITIES CORPORATION (GARDEN CITY NY)
NY
02/02/2010 - 12/31/2016
VANGUARD CAPITAL (NEW YORK NY)
NY
10/05/2009 - 01/25/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
03/28/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (MELVILLE NY)
NY
02/13/2002 - 04/29/2002
ADVANCED PLANNING SECURITIES, INC. (SMITHTOWN NY)
NJ
12/14/1999 - 10/01/2001
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
03/31/1997 - 12/14/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
02/23/1996 - 04/01/1997
RENAISSANCE FINANCIAL SECURITIES CORP.
NA
07/21/1995 - 02/23/1996
KENSINGTON WELLS INCORPORATED
NY
03/13/1995 - 06/29/1995
R.T.G. RICHARDS AND COMPANY, INC. (GARDEN CITY NY)
FL
09/22/1994 - 02/28/1995
JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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