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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul michael? Claim Your ProfilePaul Michael Jocson Reyes is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Paul Michael Jocson Reyes has been working in the financial industry since 2007 and holds numerous licenses and certifications, including Series 3, 4, 7, 9, 10, 52, 53, and 66. Paul Michael Jocson Reyes has experience at several firms, including UBS Financial Services Inc., Oppenheimer & Co. Inc., Northern Trust Securities, Inc., and Wells Fargo Advisors, LLC. Paul Michael Jocson Reyes provides portfolio management services to individuals, businesses, and institutions, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/16/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAK BROOK IL)
IL
01/03/2019 - 01/11/2023
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
12/21/2015 - 11/30/2018
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
10/10/2013 - 12/24/2015
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
03/19/2013 - 10/08/2013
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
05/30/2007 - 08/29/2012
NEWEDGE USA, LLC (CHICAGO IL)
CA
09/06/2006 - 04/24/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/06/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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