Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Caloia is a financial advisor with over 20 years of experience in the industry. Paul is currently registered with Vanguard Marketing Corp. and holds Series 6, 7, and 63 licenses, as well as the SIE exam. Paul was previously registered with First Union Brokerage Services, Inc. in Charlotte, NC. Paul is licensed to provide securities advice in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/07/2007 - Present
Vanguard Marketing Corp. (MALVERN PA)
NC
07/28/1998 - 03/16/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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