Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Michael Brown is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Raymond James & Associates, Inc. in Chattanooga, Tennessee, where he began working in 2013. Previously, Paul worked for Morgan Keegan & Company, Inc., UBS Financial Services Inc., and J.C. Bradford & Co. Paul holds a Series 7, Series 63, and Series 65 license, as well as the SIE exam. Paul offers financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
09/06/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHATTANOOGA TN)
NJ
08/14/2000 - 10/05/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/17/1992 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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