Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bernardi is a financial professional with over 25 years of experience in the securities industry. Paul is currently a Registered Representative and Investment Advisor Representative with Voya Investment Management Co. LLC. Previously, Paul has held various positions at ING Investment Management Services LLC, Alliance Fund Distributors, Inc., Diversified Investors Securities Corp., and Monroe Parker Securities, Inc.. Paul holds the Series 4, 7, 24, 51, 63, 65, and 66 securities licenses as well as the SIE. Paul is also a Certified Financial Planner. Paul specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Paul is registered to provide investment advisory services in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/14/2007 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
NY
07/24/2001 - 03/03/2008
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
TN
04/21/1998 - 07/16/2001
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
12/24/1996 - 04/17/1998
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
04/01/1996 - 05/21/1996
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
BOTH
Issued 05/11/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/13/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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