Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Rowe is a financial advisor with over 15 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC. Paul has previously been registered with several other firms, including ASSETMARK BROKERAGE, LLC, ADVISORS ASSET MANAGEMENT, INC., AMERICAFIRST SECURITIES, INC., and CAPITAL BROKERAGE CORPORATION. Paul is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
03/26/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
IL
02/08/2017 - 11/11/2020
ASSETMARK BROKERAGE, LLC (Chicago IL)
IL
04/22/2015 - 01/12/2017
ADVISORS ASSET MANAGEMENT, INC. (LISLE IL)
CA
03/31/2015 - 04/23/2015
AMERICAFIRST SECURITIES, INC. (ROSEVILLE CA)
CA
08/05/2013 - 12/31/2013
AMERICAFIRST SECURITIES, INC. (ROSEVILLE CA)
VA
11/03/2010 - 08/05/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
09/17/2003 - 02/24/2009
FIRST TRUST PORTFOLIOS L.P. (LISLE IL)
IA
Issued 09/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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