Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Matthew Mullen is a financial professional with over 25 years of experience in the industry. Paul is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina. Prior to joining Wells Fargo Securities, LLC, Paul was registered with BNP PARIBAS SECURITIES CORP., MORGAN STANLEY MARKET PRODUCTS INC., MORGAN STANLEY & CO., INCORPORATED and M.S. FARRELL & COMPANY, INC.. Paul holds a Series 3, Series 7, Series 63, Series 99TO, and SIE licenses. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/03/2013 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
02/26/2008 - 08/02/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/18/1997 - 11/07/2007
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
08/11/1997 - 11/07/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/26/1996 - 08/30/1997
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
BC
Issued 04/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Mullen is the right advisor for you? Invested Better is here to help.
