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Paul Mattaliano

Seaport Global Securities LLC

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About Paul Mattaliano

Paul Mattaliano is a financial professional with over 20 years of experience in the industry. Paul is currently registered with Seaport Global Securities LLC and is licensed to sell securities in all 50 states. Paul has previously worked at firms such as Compass Point Research & Trading, LLC, Janney Montgomery Scott LLC, Keefe, Bruyette & Woods, Inc., and Nomura Securities International, Inc. Paul holds the Series 7 and Series 63 licenses. Paul has been actively involved in the financial services industry since 2002 and has a deep understanding of the financial markets.

Firm Information

Paul Mattaliano is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Mattaliano’s Registration & Firm History

MA

03/31/2021 - Present

Seaport Global Securities LLC (BOSTON MA)

MA

09/14/2016 - 11/05/2020

COMPASS POINT RESEARCH & TRADING, LLC (BOSTON MA)

MA

10/22/2015 - 08/24/2016

JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)

MA

03/05/2013 - 11/06/2015

COMPASS POINT RESEARCH & TRADING, LLC (BOSTON MA)

MA

08/22/2000 - 11/30/2011

KEEFE, BRUYETTE & WOODS, INC. (BOSTON MA)

NA

10/27/1994 - 02/07/1995

NOMURA SECURITIES INTERNATIONAL, INC.

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Licenses & Designations

BC

Issued 12/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Mattaliano.
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