Unclaimed
Paul Mattaliano is a financial professional with over 20 years of experience in the industry. Paul is currently registered with Seaport Global Securities LLC and is licensed to sell securities in all 50 states. Paul has previously worked at firms such as Compass Point Research & Trading, LLC, Janney Montgomery Scott LLC, Keefe, Bruyette & Woods, Inc., and Nomura Securities International, Inc. Paul holds the Series 7 and Series 63 licenses. Paul has been actively involved in the financial services industry since 2002 and has a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/31/2021 - Present
Seaport Global Securities LLC (BOSTON MA)
MA
09/14/2016 - 11/05/2020
COMPASS POINT RESEARCH & TRADING, LLC (BOSTON MA)
MA
10/22/2015 - 08/24/2016
JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)
MA
03/05/2013 - 11/06/2015
COMPASS POINT RESEARCH & TRADING, LLC (BOSTON MA)
MA
08/22/2000 - 11/30/2011
KEEFE, BRUYETTE & WOODS, INC. (BOSTON MA)
NA
10/27/1994 - 02/07/1995
NOMURA SECURITIES INTERNATIONAL, INC.
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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