Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Mason Allen is a financial advisor at UBS Financial Services Inc. in Beverly Hills, California. Paul has been in the financial industry since August 1991 and has been registered with UBS Financial Services Inc. since November 2008. Paul has a strong background in financial services, having previously worked at Citigroup Global Markets Inc. and Dabney/Resnick and Wagner, Inc. Paul is licensed to sell securities in Arizona, California, Florida, Hawaii, Idaho, Michigan, Nevada, New York, North Carolina, Oregon, Texas and Utah. Paul holds a Series 63, Series 7 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/31/2019 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
CA
09/23/1992 - 12/08/2008
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
CA
08/15/1991 - 09/22/1992
DABNEY/RESNICK AND WAGNER, INC. (BEVERLY HILLS CA)
BC
Issued 08/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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