Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Whelan is a financial advisor based in Purchase, NY, with over 25 years of experience in the financial services industry. Paul is currently registered with Morgan Stanley and is licensed to offer securities and investment advisory services in New Jersey and New York. Prior to joining Morgan Stanley, Paul Whelan worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Weiss, Peck & Greer, L.L.C. and Paribas Corporation. Paul has a strong background in financial planning, portfolio management and investment advisory services. Paul Whelan is committed to providing clients with personalized financial advice and strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/21/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
01/23/2020 - 10/09/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
11/07/2000 - 11/08/2002
WEISS, PECK & GREER, L.L.C. (BOSTON MA)
NY
11/05/1997 - 12/17/1998
PARIBAS CORPORATION (NEW YORK NY)
BC
Issued 02/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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