Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Pion is a financial professional with over 17 years of experience in the financial services industry. Paul has held a variety of roles at leading firms such as Cantor Fitzgerald & Co., Aqua Securities L.P., and BGC Securities. Paul currently works at BGC Financial, LP. Paul is a Series 7, Series 27, and Series 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/23/2006 - Present
BGC Financial, LP (NEW YORK NY)
NY
10/23/2006 - 09/19/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
03/09/2020 - 11/20/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
10/23/2006 - 11/26/2008
BGC SECURITIES (NEW YORK NY)
NY
10/23/2006 - 11/26/2008
ESPEED BROKERAGE, L.P. (NEW YORK NY)
NY
03/03/2005 - 08/01/2006
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 10/09/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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