Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Tsuji is a financial professional with over 20 years of experience in the securities industry. Paul is currently registered with Jonestrading and holds the Series 7, 55, 63, and SIE licenses. Paul has a strong background in trading and has worked for several prominent firms, including PaineWebber Incorporated, Pershing Trading Company, L.P., and Smith Barney Inc. Paul's experience and expertise make him a valuable asset to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/03/2000 - Present
Jonestrading (Thousand Oaks CA)
NJ
01/28/1998 - 05/19/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
11/04/1996 - 08/01/1997
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
10/04/1995 - 12/19/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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