Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ma is an Investment Advisor Representative and Registered Representative with Fidelity Institutional Wealth Adviser LLC. Paul Ma has been in the industry since March 10, 2014, with previous experience at Quad Capital, LLC and Putnam Retail Management, Inc. Paul Ma has licenses in 52 states and has earned the Chartered Financial Analyst designation. Paul Ma specializes in providing portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Overlay portfolio management; non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
09/29/2020 - Present
Fidelity Institutional Wealth Adviser LLC (SMITHFIELD RI)
NY
03/04/2013 - 07/30/2014
QUAD CAPITAL, LLC (NEW YORK NY)
MA
08/08/2000 - 08/31/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
BC
Issued 09/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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