Unclaimed
Paul Sullivan is a financial professional with Fidelity Brokerage Services LLC. Paul has been in the industry since April 4, 2019. Paul has passed the Series 63, Series 7TO and SIE exams. Fidelity Brokerage Services LLC is a firm located in Covington, KY and has a branch office in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
04/05/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 04/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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