Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Soucy is a financial advisor with over 20 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC and has been with the firm since January 2012. Prior to that, Paul worked at Fidelity Investments Institutional Services Company, Inc. and Princor Financial Services Corporation. Paul holds the Series 6, 7, 63 and 66 licenses as well as the SIE exam. Paul is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/03/2012 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
RI
05/24/2006 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
10/27/2003 - 05/01/2006
PRINCOR FINANCIAL SERVICES CORPORATION (WALTHAM MA)
BOTH
Issued 02/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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