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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Hess has been in the financial services industry since February 4, 2011. Paul is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Paul has previous experience with J.P. MORGAN SECURITIES LLC and SANFORD C. BERNSTEIN & CO., LLC. Paul has passed the Series 63, 65, 7, 86, and 87 exams. Paul holds a license in 42 states and specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, Educational Seminars, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/22/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH FL)
FL
08/12/2013 - 11/23/2021
J.P. MORGAN SECURITIES LLC (Palm Beach FL)
NY
08/29/2007 - 03/04/2010
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 11/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/15/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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