Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ludwig Aprigliano is a financial professional with over 35 years of experience in the industry. Paul currently works at Clear Street LLC and is registered to provide investment advice in 8 states. Paul has a broad range of experience in the industry, having previously worked at firms such as BCS Global Markets, Dinosaur Financial Group, LLC, Maxim Group LLC, Rodman & Renshaw, LLC, Hudson Securities, Inc, Herzog, Heine, Geduld, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pacific Brokerage Services, Inc, Mabon, Nugent & Co., Gruntal & Co. Incorporated, and Herzfeld & Stern Inc. Paul has passed several industry exams including the Series 7, 3, 15, 55, 57, and 79. Paul is registered in California, Connecticut, Florida, Massachusetts, New Jersey, New York, Puerto Rico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2019 - Present
Clear Street LLC (NEW YORK NY)
NY
10/04/2017 - 10/25/2018
BCS GLOBAL MARKETS (NEW YORK NY)
NY
03/09/2015 - 11/10/2016
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
11/05/2012 - 01/21/2015
MAXIM GROUP LLC (NEW YORK NY)
NJ
05/27/2011 - 07/25/2012
RODMAN & RENSHAW, LLC (JERSEY CITY NJ)
NJ
02/13/2003 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
09/13/1990 - 10/16/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
04/15/2002 - 10/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
06/08/1990 - 09/05/1990
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NA
05/05/1988 - 04/27/1990
MABON, NUGENT & CO.
NA
10/01/1985 - 01/26/1988
GRUNTAL & CO. INCORPORATED
NA
07/21/1983 - 10/01/1985
HERZFELD & STERN INC.
BC
Issued 04/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/16/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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