Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lucian Wetherall is an investment advisor representative at Cambridge Investment Research Advisors, Inc. with a focus on helping clients reach their financial goals. Paul has been in the industry since 1971 and has a diverse background. He holds a Series 7, Series 63, and Series 1 license, along with the Securities Industry Essentials (SIE) designation. Paul is also a Chartered Financial Consultant (ChFC). Paul is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Tennessee. He is also registered in Texas, Georgia, Vermont, Virginia, and West Virginia. Paul's current employment is with Cambridge Investment Research Advisors, Inc. and he has previous experience with MML INVESTORS SERVICES, INC., G. R. PHELPS & CO., INC., TRANSAMERICA FINANCIAL RESOURCES, INC., and AETNA LIFE INSURANCE AND ANNUITY COMPANY. Paul's primary business is providing financial planning and investment advice to individuals and families. He also provides advice to charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (Knoxville TN)
TN
03/01/1996 - 02/03/2010
MML INVESTORS SERVICES, INC. (KNOXVILLE TN)
NA
03/03/1971 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
07/01/1981 - 04/08/1985
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
06/19/1983 - 04/30/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 08/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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