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Paul Louis Westra

Capital ONE Securities, Inc.

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About Paul Louis Westra

Paul Westra is a securities professional with over 20 years of experience in the financial industry. Paul is currently registered with Capital One Securities, Inc. Paul has held prior roles at Stifel, Nicolaus & Company, Incorporated, Cowen and Company, Robertson Stephens, Inc., Credit Suisse First Boston Corporation and Salomon Brothers Inc. Paul has a broad range of experience in the securities industry including experience in Investment Banking.

Firm Information

Paul Westra is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Westra’s Registration & Firm History

NY

07/12/2021 - Present

Capital ONE Securities, Inc. (New York NY)

TX

06/14/2013 - 03/20/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (DALLAS TX)

NY

06/18/2002 - 06/17/2013

COWEN AND COMPANY (NEW YORK NY)

CA

07/17/2001 - 06/06/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

NY

01/14/1998 - 04/14/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

11/08/1993 - 01/02/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/16/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/05/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Louis Westra.
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